Daniele Bachmann
About Daniele Bachmann
Daniele Bachmann serves as the Global Head of Operational Risk Control Audit at UBS, a position he has held since 2020. With over 18 years of experience in financial services audit, he has held various roles at UBS and Coutts & Co Ltd, focusing on risk assessment and audit management.
Current Role at UBS
Daniele Bachmann serves as the Global Head Operational Risk Control Audit at UBS since 2020. In this role, he is responsible for overseeing the continuous risk assessment for all components of the UBS Operational Risk Framework across various business and functional divisions on a global scale. He leads the Global Operational Risk Control Audit team, which is tasked with establishing and delivering the annual audit plan for UBS.
Previous Experience at UBS
Daniele Bachmann has held multiple positions at UBS AG over the years. He worked as a Senior Auditor (Associate Director) from 2004 to 2007, then transitioned to a similar role from 2007 to 2009. He later served as an Audit Manager (Director) for a year in 2009 to 2010. Additionally, he held the position of Head of Internal Audit UBS (Italia) SpA from 2013 to 2016, and led the Head Global WM Emerging Markets Audit from 2018 to 2020. His extensive experience at UBS spans nearly two decades.
Experience at Coutts & Co Ltd
Prior to his current role at UBS, Daniele Bachmann worked at Coutts & Co Ltd as the Head of Internal Audit from 2010 to 2013. His responsibilities included overseeing audit functions and ensuring compliance with internal and external regulations within the financial services sector.
Education and Expertise
Daniele Bachmann studied at Università Carlo Cattaneo, where he earned a Dottore in Economia Aziendale from 1998 to 2001. He possesses 18 years of experience in financial services audit, focusing on critical areas such as financial crime, fraud, cross-border issues, investment suitability, banking operations, business conduct, and operational risks.
Audit Leadership and Responsibilities
In his current role, Daniele Bachmann is responsible for leading the Global Operational Risk Control Audit team at UBS. He plays a key role in establishing the annual audit plan and ensuring that audit activities align with the overall risk management strategy of the organization. His leadership is pivotal in maintaining the integrity of UBS's operational risk framework.