Edmond Lai
About Edmond Lai
Edmond Lai serves as the Head of Asia Control Room at UBS in Hong Kong, a position he has held since 2019. He has extensive experience in compliance roles at various financial institutions, including BNP Paribas, Goldman Sachs, and Citi.
Work at UBS
Edmond Lai has served as the Head of Asia Control Room at UBS since 2019. In this role, he oversees compliance and regulatory matters within the Asia region, ensuring that the firm's operations align with industry standards and regulations. His leadership in the control room is critical for managing potential conflicts of interest and maintaining the integrity of the firm's trading activities.
Previous Experience in Compliance
Before joining UBS, Edmond Lai worked at BNP Paribas as a Senior Compliance Officer in Equity Research Advisory Compliance from 2017 to 2019. His responsibilities included ensuring compliance with regulatory requirements and internal policies. Prior to that, he held the position of Executive Director in the Control Room at Goldman Sachs from 2011 to 2016, where he was involved in global compliance efforts. He also worked at Citi as an Assistant Vice President in Regional Compliance from 2007 to 2011.
Education and Expertise
Edmond Lai earned a Bachelor of Engineering degree in Computer Engineering from The Chinese University of Hong Kong, completing his studies from 1997 to 2000. His educational background provides him with a strong foundation in technical and analytical skills, which are essential in the compliance and control room functions within the financial services industry.
Career Timeline
Edmond Lai's career in compliance spans over a decade, with significant roles at major financial institutions. He began his career at Citi, where he worked from 2007 to 2011. He then transitioned to Goldman Sachs, serving for five years until 2016. After a two-year tenure at BNP Paribas, he joined UBS in 2019, where he continues to contribute to the firm's compliance landscape in Asia.