Gautam Pradhan

Gautam Pradhan

Director, Operational Risk Control @ UBS

About Gautam Pradhan

Gautam Pradhan serves as the Director of Operational Risk Control at UBS Wealth Management and has held this position since 2010. He also works as the Senior Vice President of Corporate Risk at Wells Fargo, focusing on Wealth and Investment Management Operational Risk Business Oversight since 2019.

Work at UBS

Gautam Pradhan has been employed at UBS Wealth Management since 2010. He holds the position of Director, Operational Risk Control. In this role, he is responsible for overseeing operational risk management strategies and ensuring compliance with regulatory requirements. His tenure at UBS spans over 14 years, during which he has contributed to the development and implementation of risk control frameworks.

Current Role at Wells Fargo

Since 2019, Gautam Pradhan has served as Senior Vice President (SVP) of Corporate Risk at Wells Fargo. He focuses on Wealth & Investment Management Operational Risk Business Oversight. His responsibilities include managing operational risk and ensuring that the business adheres to internal and external risk management standards. He has been in this position for 5 years, working from New York City.

Education and Expertise

Gautam Pradhan studied at Rutgers University - Newark from 1999 to 2002, where he earned a Bachelor of Science degree in Marketing. His educational background provides a foundation for his expertise in operational risk management and corporate risk oversight. This academic experience supports his professional roles in the financial services industry.

Background

Gautam Pradhan has built a career in operational risk management within the financial services sector. His experience includes significant roles at major institutions, where he has developed a strong understanding of risk control processes and compliance requirements. His career path reflects a commitment to enhancing operational risk frameworks and business oversight.

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