Geraldine Han
About Geraldine Han
Geraldine Han is a Wealth Management Process & Quality Specialist at UBS in Singapore, where she has worked since 2018. She has a background in risk management and hospitality, with previous roles at Standard Chartered Bank and Amara Hotels & Resorts.
Work at UBS
Geraldine Han has been employed at UBS since 2018 as a Wealth Management Process & Quality Specialist. In this role, she serves as the single point of entry for processes, tools, and quality assurance topics related to wealth management. Her responsibilities include tracking and analyzing operational incidents, coordinating remediation of quality issues, and implementing measures to address compliance and efficiency. She has been instrumental in fostering a sound risk and efficiency culture within the organization.
Previous Experience in Banking
Prior to her role at UBS, Geraldine worked at Standard Chartered Bank from 2015 to 2018 as a Risk Manager (CDD). In this position, she focused on managing risks associated with customer due diligence. Her earlier experience includes working at Resort World Sentosa as a Guest Researcher from 2010 to 2013 and at Amara Hotels & Resorts as a Banquet Coordinator from 2008 to 2010.
Education and Expertise
Geraldine Han holds a Bachelor of Business in Business Administration and Management from RMIT University, which she completed from 2012 to 2014. She also earned a Diploma in Business Information Technology from Singapore Polytechnic, studying from 2009 to 2012. Additionally, she achieved an ICA Diploma in Financial Crime Compliance from the International Compliance Training Academy Pte Ltd between 2020 and 2022.
Skills in Quality Assurance and Risk Management
In her current role, Geraldine coordinates the remediation of quality issues, clean-up exercises, and recurring reviews to ensure compliance and operational efficiency. She plays a key role in mitigating risks and supports the establishment of a robust risk and efficiency culture within UBS. Her expertise in financial crime compliance and risk management enhances her contributions to the organization.