Giuseppe Ferrante
About Giuseppe Ferrante
Giuseppe Ferrante is an AML/KYC Analyst with extensive experience in compliance and risk management. He has worked at UBS since 2019 and previously held positions at PNC and Best Buy, focusing on anti-money laundering and customer service.
Current Role at UBS
Giuseppe Ferrante has been employed as an AML/KYC Analyst at UBS since 2019. He works in Jersey City, New Jersey, where he is responsible for identifying key risks in the client lifecycle management process. His role includes recommending strategies to mitigate anti-money laundering (AML) risks and ensuring compliance with KYC standards and policies. Ferrante maintains subject matter expertise in applicable AML laws and regulations and executes account maintenance updates. He also processes client lifecycle-related reports and conducts initial analyses of new account Enhanced Due Diligence (EDD) packages.
Professional Experience at PNC
Prior to his current position at UBS, Giuseppe Ferrante worked at PNC in various roles. He served as an Associate Business Banking Analyst from 2018 to 2019 and as a Leadership and Business Banking Development Associate from 2017 to 2018. In these roles, he gained experience in business banking operations and contributed to the development of leadership strategies within the organization. His time at PNC provided him with valuable insights into the banking sector and compliance requirements.
Customer Service Background at Best Buy
Giuseppe Ferrante began his career at Best Buy, where he worked as a Customer Service Sales Specialist from 2010 to 2017. During his seven years in this role, he developed strong customer service skills and gained experience in sales operations. This position laid the foundation for his subsequent roles in the financial services industry, enhancing his ability to interact effectively with clients and understand their needs.
Education and Expertise
Giuseppe Ferrante studied at Bergen Community College from 2012 to 2015, where he completed a three-year program. He furthered his education at Rutgers Business School, earning a Bachelor's degree in Accounting and Finance from 2015 to 2017. His academic background provides him with a solid foundation in financial principles and compliance practices, which he applies in his current role as an AML/KYC Analyst.
KYC and AML Compliance Responsibilities
In his role as an AML/KYC Analyst, Giuseppe Ferrante ensures that KYC standards and policies are consistently applied in the Front Office. He provides guidance on KYC compliance requirements and translates AML policy for the Front Office to facilitate understanding and execution. Ferrante completes Final Due Diligence Checklists, conducts negative news searches, and executes the Compliance program for anti-money laundering, anti-bribery, sanctions, and related disciplines.