Gloria Tam
About Gloria Tam
Gloria Tam serves as the Associate Director of Group Compliance, Regulatory & Governance at UBS, where she has worked since 2023. She has a background in Corporate Finance, holding a Bachelor of Commerce from the University of Adelaide, and previously worked at HSBC in a regulatory role.
Work at UBS
Gloria Tam has been employed at UBS in various capacities within the Group Compliance, Regulatory & Governance sector since 2020. She has worked in Hong Kong for four years before relocating to Sydney, New South Wales, Australia, where she currently serves as Associate Director. Her tenure at UBS has included roles that focus on compliance and regulatory governance, reflecting her expertise in the financial services industry.
Education and Expertise
Gloria Tam earned a Bachelor of Commerce (BCom) degree in Corporate Finance from the University of Adelaide, completing her studies from 2015 to 2018. This educational background has equipped her with a solid foundation in finance and compliance, which she applies in her current role at UBS. Her academic achievements contribute to her professional capabilities in regulatory and governance matters.
Background
Before joining UBS, Gloria Tam worked at HSBC as an Analyst in the APAC FX Regulatory Middle Office from 2018 to 2020. During her two years at HSBC, she gained valuable experience in regulatory compliance within the foreign exchange sector, which has informed her subsequent roles in compliance and governance at UBS.
Professional Experience
Gloria Tam's professional experience spans multiple roles in compliance and regulatory governance. She has been with UBS since 2020, initially based in Hong Kong and later transitioning to Sydney in 2024. Her previous role at HSBC provided her with essential insights into the regulatory landscape in the Asia-Pacific region, enhancing her effectiveness in her current position.