Graham Thomas
About Graham Thomas
Graham Thomas serves as the Entity Controller at UBS, holding a director-level position in the US Broker Dealer division since 2019. He has extensive experience in financial management, having previously worked in various roles at Morgan Stanley and holding relevant accounting qualifications.
Work at UBS
Graham Thomas has been employed at UBS as an Entity Controller at the Director Level for the US Broker Dealer since 2019. He is based in Nashville, TN, and has been in this role for five years. In his position, he manages a team of three and is responsible for reviewing FR-Y-11 reports submitted quarterly to the Federal Reserve. He ensures compliance with Key Process Controls at UBS and oversees the preparation of annual financial statements and footnotes for external audits.
Previous Experience at Morgan Stanley
Prior to his role at UBS, Graham Thomas worked at Morgan Stanley in various capacities within the Corporate Credit division. His tenure included positions as Product Controller - Associate from 2005 to 2008 in London, and subsequently as Product Controller - Manager from 2009 to 2010, also in New York City. He advanced to Senior Manager - MS Bank Legal Entity Control from 2015 to 2016 and held the position of Senior Manager - Corporate Credit from 2011 to 2014. His experience at Morgan Stanley spans over a decade.
Education and Expertise
Graham Thomas has a strong educational background in accounting and management. He studied Cost and Management Accounting at Cape Peninsula University of Technology, earning a Bachelor's degree from 1991 to 1994. He also achieved Chartered Management Accounting from The Chartered Institute of Management Accountants and holds AICPA certification from the Association of International Certified Professional Accountants. His educational qualifications support his expertise in financial management and compliance.
Career Progression
Graham Thomas's career has shown a steady progression in the finance and accounting sectors. He began his career at Morgan Stanley as a Product Controller - Associate and moved through various roles, culminating in senior management positions. His experience includes managing corporate credit functions and legal entity control. At UBS, he was promoted to Legal Entity Controller in June 2019, reflecting his growth and expertise in the field.