James Engel
About James Engel
James Engel serves as a Senior Vice President in Wealth Management and is a Certified Financial Planner at UBS, where he has worked since 1989. He holds a B.S. in Mathematics from Clarkson College of Technology and an M.B.A. in Finance from New York University.
Work at UBS
James Engel has been employed at UBS since 1989, serving as a Senior Vice President in Wealth Management and as a Certified Financial Planner (CFP). His role involves providing comprehensive financial advisory services to clients, adhering to UBS's communication policies. Engel has accumulated over 35 years of experience in this position, demonstrating a long-term commitment to the firm and its clients.
Education and Expertise
James Engel holds a Bachelor of Science degree in Mathematics from Clarkson College of Technology, where he studied from 1974 to 1979. He furthered his education by obtaining a Master of Business Administration (MBA) in Finance from New York University - Leonard N. Stern School of Business, completing his studies from 1982 to 1984. His academic background provides a strong foundation for his expertise in financial advisory services.
Background
James Engel has a robust background in financial services, with a career spanning over three decades at UBS. His extensive experience and educational qualifications have positioned him as a knowledgeable resource in wealth management. Engel is registered to provide financial services in 24 states across the United States, allowing him to serve a diverse clientele.
Achievements
Throughout his career at UBS, James Engel has maintained compliance with the firm's strict communication policies while delivering financial advisory services. His long tenure and extensive registration across multiple states reflect his commitment to the financial advisory profession and his ability to navigate complex regulatory environments.