Jesus Pindado Delgado
About Jesus Pindado Delgado
Jesus Pindado Delgado serves as the Secretary of the Board of UBS Securities Spain and has extensive experience in compliance and operational risk management within the financial sector. He has held various roles in compliance at institutions such as KBL European Private Bankers, Andbank España, and Barclays Wealth and Investment Management.
Work at UBS
Jesus Pindado Delgado has been serving as the Secretary of the Board of UBS Securities Spain UBS S.V. S.A. since 2017. In addition to this role, he holds the position of Compliance & Operational Risk Control Head at UBS Investment Bank Spain, where he has been instrumental in shaping compliance strategies. His focus includes operational risk control and the implementation of various regulatory frameworks. His tenure at UBS spans over seven years, during which he has contributed significantly to the firm's compliance and governance standards.
Education and Expertise
Jesus Pindado Delgado has a solid educational foundation with a Master in Financial Markets from Universidad Autónoma de Madrid, obtained in 1995. He also holds a Master in European Studies from Tilburg University, completed in 1992. Further enhancing his expertise, he participated in the International Programme of Markets Surveillance at the Securities and Exchange Commission (SEC) in the USA in 2008. In 2015, he completed a program on Corporate Social Responsibility, Compliance, and Good Governance at IESE Business School. His academic background supports his extensive experience in regulatory compliance, including MIFID, AML, KYC, and FATCA.
Background
Before joining UBS, Jesus Pindado Delgado held various compliance-related positions in notable financial institutions. He worked as a Compliance Officer at Barclays Wealth and Investment Management from 2009 to 2013 and served as the Director of Compliance at Andbank España from 2014 to 2016. His earlier experience includes roles at Citibank España and the CNMV, where he worked as an Enforcement Unit Inspector for eight years. This diverse background has equipped him with a comprehensive understanding of compliance and operational risk management.
Achievements
In addition to his roles at UBS, Jesus Pindado Delgado has made significant contributions to the compliance field in Spain. He serves as a Director at the Spanish Compliance Association, promoting compliance standards across the industry. He has also been the Director of the Compliance Program at Instituto Estudios Bursátiles since 2018. His involvement in these organizations reflects his commitment to enhancing compliance practices and education within the financial sector.