Joaquim "Jack" Da Silva

Joaquim "Jack" Da Silva

Director, Internal Quality Assurance Group Audit @ UBS

About Joaquim "Jack" Da Silva

Joaquim 'Jack' Da Silva serves as the Director of Internal Quality Assurance at UBS in New York, a position he has held since 2021. With extensive experience in auditing and finance, he has worked with several prominent financial institutions and holds multiple licenses in financial regulations.

Work at UBS

Joaquim Da Silva has been serving as the Director of Internal Quality Assurance within the Group Audit at UBS since 2021. In this role, he is responsible for overseeing quality assurance processes and ensuring compliance with internal standards. His position is based in New York, New York, where he has contributed to the firm's audit functions for three years.

Previous Experience

Prior to his current role at UBS, Joaquim Da Silva held several significant positions in the financial sector. He worked as Vice President and Internal Auditor at IDB Bank from 2020 to 2021. Before that, he served as Vice President and Client Service Team Manager for the Latin America PWM Market at JP Morgan Chase from 2007 to 2013. His experience also includes roles at Deutsche Bank and J.P. Morgan, where he focused on auditing and oversight functions.

Education and Expertise

Joaquim Da Silva holds a Bachelor of Arts in Economics from Adelphi University and a Master of Accounting and Financial Management (MAFM) from Keller Graduate School of Management of DeVry University. He possesses expertise in complex financial areas, including Offshore Trust Structures and Delivery Verse Payment (DVP). Additionally, he holds Series 7, 24, and 63 licenses, reflecting his knowledge of financial regulations and securities.

Military Background

Joaquim Da Silva served in the US Army as a Sergeant from 1995 to 1998. This experience provided him with discipline and leadership skills that have contributed to his professional development in the financial industry.

Language Proficiency and Technical Skills

Joaquim Da Silva is fluent in English and Portuguese, and he is proficient in Spanish, which enhances his ability to communicate in multilingual environments. He is also technically proficient in current industry software, demonstrating his adaptability to technological advancements in finance.

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