John D'aquila

John D'aquila

Associate Director @ UBS

About John D'aquila

John D'aquila is an Associate Director at UBS, specializing in custody middle office and trade operations for broker dealers. He holds a Bachelor's degree in Finance from Clarion University of Pennsylvania and possesses Series 7 and Series 66 licenses.

Work at UBS

John D'aquila has been employed at UBS as an Associate Director since 2020. In this role, he is part of the GFO Group Prime Services, where he focuses on custody middle office and trade operations for broker dealers. His responsibilities include overseeing operational processes and ensuring compliance with industry standards. His tenure at UBS has allowed him to leverage his previous experience in trading operations and middle office functions.

Previous Experience at State Street

Prior to joining UBS, John D'aquila worked at State Street as a Trading Operations Associate from 2013 to 2017 in Boston, Massachusetts. During his four years at State Street, he gained valuable experience in trading operations, which contributed to his understanding of the financial services industry and prepared him for subsequent roles.

Experience at J.P. Morgan

John D'aquila served as a Middle Office Associate at J.P. Morgan from 2017 to 2020 in New York, New York. His role involved managing various middle office functions, which included trade support and operational risk management. This position further developed his skills in financial operations and provided him with insights into the complexities of the banking sector.

Education and Expertise

John D'aquila earned a Bachelor's degree in Finance from Clarion University of Pennsylvania, where he studied from 2005 to 2009. His academic background in finance laid the foundation for his career in financial services. Additionally, he holds Series 7 and Series 66 licenses, which signify his expertise in securities and investment advisory, enhancing his professional qualifications in the finance industry.

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