John Revis
About John Revis
John Revis serves as a Compliance Officer for Options at UBS, where he has worked since 2013. He provides guidance on options strategies, oversees compliance matters, and drives improvements in client experience.
Work at UBS
John Revis has served as a Compliance Officer for Options at UBS since 2013. In this role, he provides guidance and direction to branches regarding options strategies. He is responsible for approving all non-natural options accounts at UBS and acts as the internal point of contact for compliance matters related to options accounts. His responsibilities also include overseeing field activities associated with the approval and trading of options accounts. Additionally, he drives technological and procedural changes aimed at enhancing both the client and field experience.
Previous Experience at Merrill Lynch
Prior to joining UBS, John Revis worked at Merrill Lynch for five years from 2008 to 2013 as a Support Supervisor. His role involved overseeing client support operations in Paramus and Short Hills, NJ. Before that, he served as a Registered Client Associate at Merrill Lynch from 2003 to 2008, also in Paramus, NJ. In both positions, he contributed to client service and operational efficiency within the firm.
Education and Expertise
John Revis studied at William Paterson University of New Jersey, where he earned a Bachelor of Arts (B.A.) degree in Communication, General. His studies spanned from 2001 to 2003. This educational background supports his expertise in compliance and client relations within the financial services industry.
Background
John Revis has over a decade of experience in compliance and client support roles within the financial sector. His career began at Merrill Lynch, where he developed foundational skills in client relations and compliance before transitioning to his current role at UBS. His extensive experience in options compliance has positioned him as a knowledgeable resource within the industry.