Joseph Son
About Joseph Son
Joseph Son serves as a Director at UBS, a position he has held since 2018. He previously worked at FINRA as a Risk Oversight & Operational Regulation Principal and has experience as a Senior Auditor at both EY and PwC.
Work at UBS
Joseph Son has served as a Director at UBS since 2018. In this role, he is responsible for overseeing various aspects of the firm's operations and ensuring compliance with regulatory standards. His tenure at UBS has spanned six years, during which he has contributed to the firm's strategic initiatives and operational efficiency.
Previous Experience at FINRA
Before joining UBS, Joseph Son worked at the Financial Industry Regulatory Authority (FINRA) as a Risk Oversight & Operational Regulation Principal from 2012 to 2018. In this position, he focused on risk management and regulatory compliance, playing a key role in the oversight of financial operations within the industry.
Auditing Career at EY and PwC
Joseph Son began his career in auditing, working as a Senior Auditor at Ernst & Young (EY) from 2006 to 2009. He later joined PricewaterhouseCoopers (PwC) as a Senior Auditor from 2011 to 2012. His experience in these roles provided him with a strong foundation in financial analysis and regulatory compliance.
Education and Expertise
Joseph Son holds a Bachelor of Business Administration (BBA) degree in Accounting from Baruch College. His educational background has equipped him with the necessary skills and knowledge to excel in the finance and auditing sectors, contributing to his professional achievements.