Katherine Guallpa
About Katherine Guallpa
Katherine Guallpa is a KYC Client Onboarding Analyst at UBS, where she has worked since 2019. She has previous experience in compliance and banking roles at Citi and JPMorgan Chase & Co., and holds a Bachelor of Business Administration from Baruch College.
Current Role at UBS
Katherine Guallpa serves as a KYC Client Onboarding Analyst at UBS. She has held this position since 2019, contributing to the firm's compliance and client onboarding processes in New York, New York. In her role, she focuses on ensuring that the onboarding of clients adheres to regulatory standards and internal policies.
Previous Experience at Citi
Before joining UBS, Guallpa worked at Citi in various capacities. She served as a Compliance AML KYC Associate Analyst II from 2017 to 2019, where she was involved in anti-money laundering compliance and KYC processes. Prior to that, she worked as a Personal Banker from 2016 to 2017, assisting clients with their banking needs and financial services.
Experience at JPMorgan Chase & Co.
Katherine Guallpa worked at JPMorgan Chase & Co. as a Head Teller from 2011 to 2015. In this role, she managed teller operations and provided customer service, ensuring efficient banking transactions while adhering to company policies.
Education and Expertise
Guallpa holds a Bachelor of Business Administration (BBA) in Finance from Baruch College. She also earned an Associate's degree in Business Administration and Management from the Borough of Manhattan Community College. Her educational background provides her with a solid foundation in finance and business management.