Katrina Walker
About Katrina Walker
Katrina Walker is a Director and Market Area Supervisory Officer at UBS, where she has worked since 2005. She has extensive experience in the financial services industry, having held various roles and possessing multiple securities licenses.
Work at UBS
Katrina Walker has been employed at UBS since 2005, currently holding the position of Director - Market Area Supervisory Officer. She rejoined the firm through the acquisition of McDonald Investments in 2007. Over her 19-year tenure at UBS, she has undertaken various roles, including registered client service associate, branch administrative manager, and complex administrative manager. In her current role, she focuses on compliance with risk management guidelines and fosters relationships with advisory teams.
Education and Expertise
Katrina Walker possesses several securities licenses, including Series 7, 9, 10, and 66. These licenses indicate her expertise in various areas of financial services, enabling her to navigate complex regulatory environments and provide informed guidance to clients and advisory teams. Her extensive experience in the financial services industry began in 2000 with Paine Webber, where she developed foundational skills that have contributed to her career at UBS.
Background
Katrina Walker began her career in the financial services sector with Paine Webber in 2000. After several years of gaining experience, she joined UBS in 2005. Her professional journey includes a variety of roles that have equipped her with a comprehensive understanding of client service and administrative management within the financial industry. She resides in Bloom Carroll with her two daughters.
Achievements
In her role as Director - Market Area Supervisory Officer at UBS, Katrina Walker is responsible for ensuring compliance with risk management guidelines. Her ability to establish and maintain relationships with advisory teams is a key aspect of her position. This focus on compliance and relationship management reflects her commitment to upholding industry standards and supporting her colleagues in their advisory roles.