Kaye Ng
About Kaye Ng
Kaye Ng serves as the Director and AML Compliance Officer at UBS in Singapore, where she has worked since 2018. With a background in financial crime compliance and extensive experience in due diligence, she specializes in high money laundering risk investigations and management reporting.
Work at UBS
Kaye Ng currently serves as the Director and AML Compliance Officer at UBS, specifically in the Wealth Management division. She has held this position since 2020 and has been with UBS for a total of six years, including a previous role as Associate Director in AML Compliance from 2016 to 2020. In her current role, she oversees various compliance functions and is involved in developing internal due diligence reports and management reporting for compliance purposes. Her responsibilities also include managing AML controls for licensed trust companies.
Previous Experience in Financial Compliance
Prior to her current role at UBS, Kaye Ng worked at Credit Suisse AG as an Assistant Vice President in Financial Crime Compliance, focusing on Client ID in Private Banking from 2014 to 2016. She also gained experience at the Royal Bank of Scotland as a Client Due Diligence Analyst from 2009 to 2012. Additionally, she briefly worked at Standard Chartered Bank as an Administrative Assistant in 2009. This diverse background has contributed to her expertise in AML compliance and financial crime prevention.
Education and Expertise
Kaye Ng holds a Bachelor's Degree in Banking and Finance from the University of London. Her educational background complements her professional experience in the financial sector. She specializes in conducting Enhanced Due Diligence and Thematic Transaction Reviews, focusing on high money laundering risk case investigations and complex transaction reviews. Her expertise extends to onboarding anti-fraud tests for non-traditional clients, emphasizing anti-moral hazard and tax compliance data inconsistency tests.
AML Compliance Responsibilities
In her role as AML Compliance Officer, Kaye Ng is responsible for developing and implementing AML controls and compliance measures. She manages high-risk case investigations and ensures adherence to regulatory requirements. Her work includes conducting thematic reviews and enhancing due diligence processes to mitigate financial crime risks. Kaye's involvement in compliance reporting and management ensures that UBS maintains robust AML practices within its Wealth Management division.