Linda Pecora
About Linda Pecora
Linda Pecora serves as the Deputy CAMLO for UBS Financial Services, a position she has held since 2018. With a background in finance from Pace University, she has extensive experience in compliance roles within the company, including Director positions in Equities/Options Capital Markets Compliance and Financial Crimes Compliance.
Current Role at UBS Financial Services
Linda Pecora serves as the Deputy CAMLO for UBS Financial Services, a position she has held since 2018. In this role, she is responsible for overseeing compliance within the organization. Additionally, she has been the Director of Equities / Options Capital Markets Compliance since 2011 and the Director of Financial Crimes Compliance since 2017. Her extensive experience in compliance roles at UBS highlights her expertise in financial regulations and risk management.
Previous Experience at UBS Financial Services
Linda Pecora has a significant history with UBS Financial Services, having worked in various compliance roles. She began her career at UBS in 2006 as a Product Surveillance Compliance officer, where she worked for three years until 2009. Following this, she served as Regional Surveillance Compliance from 2009 to 2011 and then as Associate Director of Surveillance Compliance for a brief period in 2011. This progression reflects her growing responsibilities and expertise in compliance.
Education and Academic Background
Linda Pecora studied finance at Pace University from 1990 to 1992, where she completed her undergraduate degree. This educational background provided her with a foundational understanding of financial principles, which she has applied throughout her career in various compliance roles within the financial services industry.
Career Timeline at UBS
Linda Pecora's career at UBS Financial Services spans over a decade, beginning in 2006. She has held multiple positions, including Product Surveillance Compliance, Regional Surveillance Compliance, and Associate Director of Surveillance Compliance. Since 2011, she has taken on director-level roles, showcasing her advancement and sustained commitment to compliance within the organization.