Lissette Figueroa
About Lissette Figueroa
Lissette Figueroa is a Registered Client Service Associate at UBS, with extensive experience in financial services and investment advisory. She holds Series 7, 63, and 66 licenses and has worked at several prestigious firms, including Neuberger Berman and RBC Wealth Management.
Work at UBS
Lissette Figueroa has been employed at UBS as a Registered Client Service Associate since 2016. In this role, she is responsible for providing client service support and ensuring smooth operations. She regularly collaborates with various internal departments before the market opens to facilitate seamless service delivery. Her focus includes maintaining accuracy and quickly resolving discrepancies to enhance client satisfaction.
Previous Experience in Financial Services
Prior to her current position at UBS, Lissette Figueroa held several roles in the financial services sector. She worked at Neuberger Berman as a Registered Client Associate from 2014 to 2016. Before that, she was a Registered Client Associate at RBC Wealth Management from 2012 to 2014. Her career began at Bank of America, where she served as an Account Executive for ten years, from 1998 to 2008. Additionally, she worked as a Vice President Relationship Manager at BNP Paribas Asset Management from 2008 to 2011.
Education and Expertise
Lissette Figueroa studied at LaGuardia Community College, where she achieved a degree in Business Management from 1996 to 1998. She holds several professional licenses, including Series 7, 63, and 66, which demonstrate her expertise in financial securities and investment advisory services. These qualifications support her extensive experience in relationship management and client service.
Skills in Client Service and Relationship Management
In her roles, Lissette Figueroa has developed strong skills in client service and relationship management. She has extensive experience in building productive relationships across various functional and financial disciplines. Her ability to interface effectively with internal departments and her focus on accuracy contribute to her success in ensuring high-quality client service.