Lissette Resnick

Lissette Resnick

Director @ UBS

About Lissette Resnick

Lissette Resnick is a Director at UBS, specializing in compliance and client service regulatory management in the asset management sector. With over 30 years of experience in finance and investments, she has a strong background in asset management compliance.

Work at UBS

Lissette Resnick has been serving as a Director at UBS since 2021. In this role, she focuses on compliance and client service regulatory management within the asset management sector. Her position involves ensuring that the firm adheres to regulatory requirements and maintains high standards in client service. Resnick's expertise in compliance is crucial for navigating the complexities of the financial industry.

Previous Experience at JPMorgan

Before joining UBS, Lissette Resnick worked at JPMorgan for 23 years, holding the position of Vice President. During her tenure from 1998 to 2021, she gained extensive experience in finance and investments, which contributed to her knowledge in asset management compliance. Her long-standing career at JPMorgan provided her with a solid foundation in regulatory management and client service.

Education and Expertise

Lissette Resnick studied at Baruch College, where she earned a Bachelor of Business Studies (BBS) degree in Finance and Investments from 1989 to 1993. This educational background has equipped her with a strong understanding of financial principles, which supports her specialization in compliance and regulatory management within the asset management sector.

Background in Finance

With over 30 years of experience in the financial industry, Lissette Resnick has developed a robust background in compliance and regulatory management. Her extensive career spans various roles, allowing her to build a comprehensive understanding of the asset management sector. This experience is integral to her current responsibilities at UBS, where she applies her knowledge to ensure compliance with industry regulations.

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