Manuel Alderete
About Manuel Alderete
Manuel Alderete is a Compliance Officer at UBS, with extensive experience in the banking and finance sector, including roles at Deutsche Bank and Degussa Bank. He has a strong background in regulatory compliance, operational risk, and audit processes.
Current Role at UBS
Manuel Alderete currently serves as a Compliance Officer at UBS in Frankfurt am Main, Hesse, Germany. He has held this position since 2022. In this role, he is responsible for conducting regular compliance controls and setting up processes for regulatory inquiries. His work involves assessing and processing employee incidents and policy violations, ensuring adherence to compliance standards within the organization.
Previous Experience at Deutsche Bank
Manuel Alderete worked at Deutsche Bank for a total of three years. He served as an Audit & Operational Risk Analyst from 2017 to 2020, followed by a role as a Senior Regulatory Consultant from 2020 to 2021. Both positions were based in Frankfurt am Main, Hesse, Germany. His responsibilities included consulting on the annual BaFin Audit related to the Securities Trading Act and advising on ad hoc inquiries concerning Investment Banking Compliance.
Career Background in Banking and Finance
Manuel Alderete has a diverse background in banking and finance. He began his career as a Bank Clerk at Kreissparkasse Ludwigsburg from 1998 to 2005. He then worked at HCI Capital AG as a Senior Account Manager from 2007 to 2009 and later as a Product Manager from 2009 to 2011. Additionally, he held a position as a Funds Manager at Harren & Partner from 2011 to 2013 and worked at Degussa Bank for six months in 2011.
Education and Qualifications
Manuel Alderete has a solid educational foundation in finance and theology. He studied at Erich-Bracher-Schule Pattonville, achieving a Business College qualification in 1998. He completed a Dual Study program to become a Bank Clerk from 1998 to 2001. He also attended Wirtschafsoberschule Stuttgart, where he studied Economics and obtained his Abitur from 2005 to 2007. Additionally, he studied at C3 College Oxford Falls, earning an Advanced Diploma of Christian Ministry and Theology from 2013 to 2015.
Experience in Debt Counseling
From 2013 to 2016, Manuel Alderete worked as a Centre Manager and Debt Counsellor at Christians Against Poverty in Darlinghurst, NSW, Australia. In this role, he provided support and guidance to individuals facing financial difficulties, helping them navigate their debt situations and develop strategies for financial recovery.