Mary Fish
About Mary Fish
Mary Fish is a KYC AML Compliance Officer at UBS Investment Bank, where she has worked since 2015. She has extensive experience in compliance roles, previously serving at HSBC and Verizon Wireless, and holds a B.S. in Commerce/Management from Niagara University.
Work at UBS
Mary Fish has been employed at UBS Investment Bank since 2015, serving as a KYC AML Compliance Officer - S99. In this role, she oversees a team of seven onboarders who manage sensitive client data and documentation in preparation for initial public offerings (IPOs) and mergers and acquisitions (M&As). Her responsibilities include conducting periodic reviews of client accounts to detect inconsistencies that may lead to financial crimes. Mary also provides KYC knowledge and support to bankers who are onboarding new corporate and institutional clients.
Previous Experience at HSBC
Before joining UBS, Mary Fish worked at HSBC for 13 years, from 2002 to 2015, as a KYC Compliance & Operations Analyst at the HSBC Atrium Center. In this position, she focused on compliance operations and contributed to the development of KYC processes. Her extensive experience in compliance roles has equipped her with the skills necessary to handle complex client onboarding and compliance issues.
Career Background at Verizon Wireless
Mary Fish briefly worked at Verizon Wireless as a CMO Sales Representative from 2009 to 2010 in the Greater Nashville Area, Tennessee. This role provided her with experience in sales and customer relations, which complements her compliance expertise. Her time at Verizon Wireless contributed to her understanding of client needs and service delivery.
Education and Expertise
Mary Fish studied at Niagara University, where she earned a Bachelor of Science degree in Commerce/Management from 1993 to 1996. Her educational background has provided her with a solid foundation in business principles, which she applies in her compliance and operational roles. Additionally, she specializes in operations manual and technical writing, as well as on-the-job training, enhancing her ability to develop effective compliance procedures.