Miranda Li
About Miranda Li
Miranda Li serves as the Global Head of Electronic Trading Compliance at UBS in London, a position she has held since 2022. She has extensive experience in compliance roles across various financial institutions, including previous positions at UBS, Mitsubishi UFJ Securities, and Linklaters.
Work at UBS
Miranda Li has held multiple positions at UBS, currently serving as the Global Head of Electronic Trading Compliance since 2022. In this role, she oversees compliance related to electronic trading operations. Prior to this, she was the Executive Director of Execution & Platform Compliance Advisory from 2020 to 2022, and served as Director of Electronic Trading Compliance Advisory from 2019 to 2020. Her tenure at UBS spans several years, highlighting her expertise in compliance within the financial services sector.
Education and Expertise
Miranda Li earned a Bachelor of Commerce and a Bachelor of Laws from the University of New South Wales (UNSW) between 2000 and 2004. Additionally, she completed a Diploma of Applied Finance and Investment at the Financial Services Institute of Australasia / Kaplan Professional from 2006 to 2008. Her educational background provides a strong foundation in both commerce and law, contributing to her expertise in compliance and regulatory matters in the financial industry.
Background
Miranda Li has a diverse professional background in compliance and legal roles within the financial sector. Before her tenure at UBS, she worked at Mitsubishi UFJ Securities as Vice President of International Compliance Advisory from 2012 to 2015. She also held positions at Linklaters as an Associate in the Financial Regulation Group from 2010 to 2012, and at Freehills as a Solicitor in Financial Services from 2007 to 2010. Her career began at the Australian Securities and Investments Commission (ASIC) as a Lawyer in Markets Regulation from 2005 to 2007.
Professional Experience
Throughout her career, Miranda Li has accumulated extensive experience in compliance advisory roles. At UBS, she has progressively advanced through various compliance positions, demonstrating her capability in managing compliance for electronic trading. Her previous roles at Mitsubishi UFJ Securities, Linklaters, Freehills, and ASIC further illustrate her comprehensive understanding of financial regulations and compliance frameworks, particularly in international contexts.