Monica D.
About Monica D.
Monica D. serves as the Director of US Regulatory Affairs at UBS, a position she has held since 2022. She has extensive experience in regulatory affairs, having worked at notable financial institutions including JPMorgan Chase & Co., UBS, and Morgan Stanley across various regions.
Current Role at UBS
Monica D. serves as the Director of US Regulatory Affairs at UBS, a position she has held since 2022. Based in New York, she is responsible for overseeing regulatory compliance and ensuring that the firm adheres to US regulations. Her role involves coordinating with various departments to align regulatory strategies with business objectives.
Previous Experience at UBS
Prior to her current role, Monica D. worked at UBS as an Associate Director in UK Regulatory Affairs from 2019 to 2022. During her tenure in London, she focused on regulatory compliance within the UK market, contributing to the firm's understanding and implementation of local regulatory requirements.
Experience at JPMorgan Chase & Co.
Monica D. held multiple positions at JPMorgan Chase & Co. She worked as an Associate Vice President in EMEA Regulatory Relations from 2018 to 2019 in London, where she managed regulatory relationships in the EMEA region. Earlier, she was an Associate in EMEA Surveillance from 2016 to 2017, also in London, focusing on compliance monitoring.
Background at Morgan Stanley
Monica D. began her career at Morgan Stanley, where she worked as an Analyst in the APAC Control Room from 2013 to 2015 in Hong Kong. She later transitioned to a role as an Associate in EMEA Surveillance from 2015 to 2016 in London, where she contributed to compliance and surveillance efforts in the European market.
Education and Expertise
Monica D. studied International Affairs and Economics at The George Washington University. Her educational background provides her with a strong foundation in regulatory affairs, enabling her to navigate complex regulatory environments effectively.