Olga Arora A CSI
About Olga Arora A CSI
Olga Arora is a Director and Senior Product Control CASS Specialist at UBS in London, where she has worked since 2022. She has extensive experience in the financial services industry, particularly in client money and custody reconciliations, having held various roles at notable firms such as Moneyfarm and Kleinwort Hambros.
Work at UBS
Olga Arora currently serves as the Director - Senior Product Control CASS Specialist at UBS, a position she has held since 2022. Based in London, England, she has focused on enhancing product control and compliance within the firm, specifically in relation to client asset protection and regulatory requirements. Her role involves overseeing the implementation of CASS (Client Asset Sourcebook) regulations to ensure the firm meets its obligations in safeguarding client assets.
Previous Experience in Financial Services
Before joining UBS, Olga Arora worked at Kleinwort Hambros as the CASS Manager - Vice President in Investment Management from 2018 to 2022. Prior to that, she held the position of Client Assets and Operations Manager at Moneyfarm from 2016 to 2018. Her career in financial services began at Bank of Baroda, where she worked as an Associate in Treasury Operations from 2007 to 2011. Additionally, she has held roles at FxPro Group and Alpari (UK) Ltd, focusing on client money and custody reconciliations.
Education and Expertise
Olga Arora has a strong educational background in financial markets and operations. She achieved a Bachelor of Science (B.Sc. Hons) in Information Systems from City, University of London, completing her studies from 2005 to 2008. She has also obtained various professional certifications, including the Investment Operations Certificate (IOC) from The Chartered Institute for Securities & Investment (CISI) and the Investment Management Certificate (IMC) from CFA Society of the UK. In 2022, she completed the ACI Operations Certificate.
CASS Framework Implementation
Olga Arora has experience in implementing a CASS framework and establishing strong operational controls for a wealth management start-up. This initiative demonstrates her capability in enhancing compliance and operational efficiency within financial institutions. Her expertise in client money and custody reconciliations has been a significant aspect of her career, contributing to her roles in various financial services organizations.
Professional Development
Olga Arora is committed to ongoing professional development in the financial services sector. She has pursued various certifications and training programs, including studies at the ACI Financial Markets Association and The Chartered Institute for Securities & Investment (CISI). Her continuous education reflects her dedication to staying informed about industry regulations and best practices, particularly in client asset management.