Pamela List, Cams
About Pamela List, Cams
Pamela List serves as an Authorized Officer in Compliance & Operational Risk Control at UBS, where she has worked since 2020. She holds a Juris Doctor from the University of Connecticut School of Law and has a background in business administration and international studies.
Work at UBS
Pamela List serves as an Authorized Officer in Compliance & Operational Risk Control at UBS since 2020. Based in Weehawken, New Jersey, she coordinates inquiries related to issues with client relationship managers and back office departments. Her role involves conducting comprehensive and recurring enhanced due diligence on high-risk clients, ensuring compliance with regulatory standards. Additionally, she performs quality assurance on Currency Transaction Reports to verify their completeness and accuracy. Pamela utilizes both open and closed source databases to research account activity, assessing consistency with expected client behavior.
Education and Expertise
Pamela List has a robust educational background with a focus on law and business. She earned her Juris Doctor (J.D.) from the University of Connecticut School of Law, where she studied from 2011 to 2014. Prior to that, she completed her Bachelor of Business Administration (B.B.A.) at The George Washington University School of Business, studying Hospitality, International Business, and Political Science from 2006 to 2010. Additionally, she studied abroad at Sciences Po, achieving a bachelor's degree in business administration from 2008 to 2010. This diverse educational foundation supports her expertise in compliance and operational risk.
Background
Before joining UBS, Pamela List worked at Sterling National Bank as a BSA/FCIU Analyst from 2015 to 2020. In this role, she focused on compliance and risk management, contributing to the bank's efforts in monitoring and reporting suspicious activities. Her experience at Sterling National Bank provided her with a solid foundation in the financial services industry, particularly in the areas of anti-money laundering and regulatory compliance.
Professional Skills
Pamela List possesses a range of professional skills relevant to her role in compliance and operational risk control. She conducts enhanced due diligence on high-risk clients, ensuring thorough assessments are made to mitigate potential risks. Her ability to coordinate inquiries with client relationship managers and back office departments demonstrates her strong communication skills. Furthermore, her proficiency in utilizing databases for research enhances her capability to analyze account activity and ensure compliance with regulatory requirements.