Patrice A. Naughton
About Patrice A. Naughton
Patrice A. Naughton serves as the Director of Americas Securities Middle Office Change at UBS Investment Bank, where he specializes in process design, regulatory compliance, and risk management. He has over a decade of experience in the financial sector, previously holding a position at JP Morgan and is known for his expertise in cost control and resource optimization.
Work at UBS
Patrice A. Naughton has served as the Director of Americas Securities Middle Office Change at UBS Investment Bank since 2012. In this role, Naughton focuses on process design and reengineering, infrastructure development, and management. Naughton is recognized for implementing cost-cutting measures, enhancing fiscal control, and optimizing resources within the organization. This position has allowed Naughton to leverage expertise in regulatory compliance and risk management, contributing to the overall efficiency of the middle office operations.
Education and Expertise
Naughton studied at New York University, where they achieved a certification in Basic Project Management. Additionally, Naughton holds a Bachelor of Arts degree in English from the State University of New York College at Buffalo. This educational background supports Naughton's specialization in process design, organizational restructuring, and internal controls implementation. Naughton also possesses professional registrations and licenses, including FINRA Series 7 and FINRA Series 24, which further enhance their qualifications in the financial services sector.
Background
Before joining UBS, Patrice A. Naughton worked at JP Morgan as an Executive Director on the Global Middle Office Integration Team for 11 months in 2008. This experience in a leading financial institution provided Naughton with valuable insights into middle office operations and integration processes. Naughton's career has been characterized by a strong focus on technology implementation and enhancement, which has been crucial in adapting to the evolving landscape of financial services.
Achievements
Throughout their career, Patrice A. Naughton has led significant project management initiatives and post-acquisition integration efforts. Naughton's work has been instrumental in driving improvements in organizational efficiency and compliance. Known for developing strategies in cost-cutting, fiscal control, and resource optimization, Naughton has made a notable impact on the operations of the organizations they have been part of.