Patricia Holmes

Patricia Holmes

Control Officer @ UBS

About Patricia Holmes

Patricia Holmes is a Control Officer at UBS Financial Services, Inc, where she has worked since 2014. She holds a B.A. in Psychology from the University of Houston and has previous experience in various administrative roles within the financial services industry.

Work at UBS

Patricia Holmes has been employed at UBS Financial Services, Inc since 2014, currently holding the position of Control Officer. In this role, she has been responsible for overseeing compliance and risk management functions within the organization. Prior to her current position, she served as Director and Complex Administrative Manager at UBS from 2012 to 2014, where she managed administrative operations in the Houston, Texas area.

Education and Expertise

Patricia Holmes has a solid educational background in psychology. She studied at The University of Dallas from 1994 to 1996, where she earned a degree in Psychology. She furthered her education at the University of Houston, completing her B.A. in Psychology from 1996 to 1998. Additionally, she pursued French studies at Rice University, enhancing her language skills.

Background

Before her tenure at UBS, Patricia Holmes gained valuable experience in the financial services industry. She worked at Merrill Lynch as a Registered Client Assistant from 1999 to 2003, where she supported client management and administrative tasks. Following her time at Merrill Lynch, she was employed at Morgan Stanley as a Registered Sales Assistant for six months in 2003, contributing to sales and client relations.

Professional Experience

Patricia Holmes has over a decade of experience in the financial services sector. Her career began at Merrill Lynch, where she spent four years assisting clients and managing administrative duties. After a brief period at Morgan Stanley, she transitioned to UBS Financial Services, where she has held multiple roles, demonstrating her expertise in administrative management and compliance.

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