Prateek Vyas
About Prateek Vyas
Prateek Vyas serves as an Associate Director at UBS in Pune, India, where he has worked since 2019. He has extensive experience in compliance, quality assurance, and operational effectiveness, having previously held positions at Credit Suisse and Wipro Consulting.
Work at UBS
Prateek Vyas has been serving as an Associate Director at UBS since 2019, contributing to the firm for five years in the Pune Area, India. In addition to this role, he has held the position of Authorized Officer at UBS since 2016, accumulating a total of eight years of experience with the organization. His responsibilities include leading the operations team for Level 1 monitoring and specializing in Ecom Surveillance for the transition of APAC processes. Vyas has focused on enhancing operational effectiveness and ensuring compliance within the organization.
Education and Expertise
Prateek Vyas completed his Bachelor of Engineering in Electronics and Communication from Rajiv Gandhi Prodyogiki Vishwavidyalaya, graduating in 2008. Prior to this, he studied at Campion School Bhopal, where he focused on Mathematics and Science, achieving CBSE certification from 1988 to 2004. His educational background provides a strong foundation for his expertise in quality assurance, compliance, and operational management.
Background
Before joining UBS, Prateek Vyas worked at Credit Suisse in various roles. He served as a Compliance Officer from 2013 to 2016, focusing on Anti-Money Laundering (AML) and Know Your Customer (KYC) functions. Additionally, he held positions as Lead Quality Assurance (ENO) and Quality Analyst, contributing to quality assurance and operational effectiveness projects. His career began at Wipro Consulting, where he worked as an Analyst and Quality Analyst from 2008 to 2011.
Achievements
Prateek Vyas has over five years of experience in migration, quality, compliance projects, and business process consulting for HR Shared Services. He has utilized Six Sigma and Lean practices for research and analysis, applying Project Management Professional (PMP) principles for strategic planning and stakeholder management. His efforts in supervising the identification of money laundering and sanctions activities have contributed to the compliance framework within the organizations he has worked for.