Rajini Bhagotra
About Rajini Bhagotra
Rajini Bhagotra is an Associate Director specializing in Risk Governance and Process at UBS, with over 16 years of experience in financial services. She has held various roles in prominent institutions, including Barclays, HSBC, and Coutts, and has a strong academic background in Mathematics and Management.
Current Role at UBS
Rajini Bhagotra serves as an Associate Director, Risk Governance & Process Specialist in the Investment Bank division at UBS. She has held this position since 2018, contributing to the firm's risk management strategies and governance processes. Her role focuses on ensuring compliance and effective risk mitigation within the investment banking sector.
Previous Experience at Barclays
Prior to her current position, Bhagotra worked at Barclays as a Financial Planning Manager from 2008 to 2011 in London. During her three years at Barclays, she was involved in financial planning and advisory services, enhancing her expertise in client management and financial solutions.
Education and Professional Qualifications
Bhagotra studied Mathematics & Management at King’s College London, where she earned a BSc (Hons) from 1999 to 2002. She furthered her education at the Chartered Institute for Securities and Investment, completing the Private Client Investment Advice & Management (PCIAM) program with Level 6 - Merit in 2015. Additionally, she has studied at ifs University College.
Comprehensive Industry Experience
With over 16 years of experience in the financial services sector, Bhagotra has worked across various roles in private banking, wealth management, asset management, and investment banking. Her career includes positions at HSBC, Brewin Dolphin, Coutts, and Deloitte, where she gained significant experience in risk management, financial planning, and client advisory services.
Risk Management Expertise
Bhagotra has developed a deep understanding of risk management, identification, and mitigation through her role as a Business Controls Testing Manager. Her experience includes significant client-facing roles, where she has applied her knowledge to enhance business processes and ensure compliance with regulatory standards.