Ravi Ranjan Sinha
About Ravi Ranjan Sinha
Ravi Ranjan Sinha serves as the Director of Assurance at UBS in Mumbai, India, a position he has held since 2023. He has extensive experience in operational risk management and compliance, having previously worked in senior roles at NatWest Markets, Virtusa, and GENPACT.
Work at UBS
Ravi Ranjan Sinha has been serving as the Director of Assurance at UBS since 2023. In this role, he is responsible for overseeing assurance activities and ensuring compliance with regulatory standards. His position is based in Mumbai, Maharashtra, India, where he has contributed to the firm's operational risk management and assurance strategies.
Previous Experience at NatWest Markets
Before joining UBS, Ravi Ranjan Sinha held two significant positions at NatWest Markets. He worked as Vice President from 2022 to 2023, following a role as Associate Vice President in Controls Assurance from 2019 to 2022. His tenure involved managing assurance processes and enhancing compliance frameworks within the organization.
Educational Background
Ravi Ranjan Sinha has a diverse educational background. He earned a Post Graduate Certificate in Operational Risk Management from Middlesex University in 2020. He also holds a BSc Honours degree from Babasaheb Bhimrao Ambedkar Bihar University, where he studied Chemistry, Physics, Mathematics, and General Studies from 1990 to 1995. Additionally, he completed an MBA in Finance and Marketing from the Indian Institute of Planning and Management between 2005 and 2007.
Expertise in Compliance and Auditing
Ravi Ranjan Sinha possesses extensive expertise in compliance and auditing. He has experience in SOX compliance administration, including planning, documentation, testing, and reporting. His work has involved aligning audit plans with business strategies and enhancing Enterprise Risk Management (ERM) tools. He has also redesigned control frameworks across various industries, demonstrating his capability in process and control design.
Professional Achievements
Throughout his career, Ravi Ranjan Sinha has achieved significant milestones in the field of risk management and compliance. He has drafted 10-Q and 10-K reports, including Management Discussion and Analysis (MD&A), and conducted variance analysis for CFO reporting. His contributions have improved compliance processes and facilitated business continuity planning across multiple organizations.