Raymond Ho

Raymond Ho

Group Compliance, Regulatory & Governance @ UBS

About Raymond Ho

Raymond Ho is a professional in Group Compliance, Regulatory & Governance at UBS, where he has worked since 2021. He has previous experience as a Business Analyst at Standard Chartered Bank and various roles at UBS, including Advisory Middle Office and IB Ops.

Current Role at UBS

Raymond Ho currently holds the position of Group Compliance, Regulatory & Governance at UBS. He has been in this role since 2021, contributing to the firm's compliance and regulatory frameworks in Hong Kong SAR. His responsibilities include ensuring adherence to regulatory requirements and governance standards within the organization.

Previous Experience at UBS

Before his current role, Raymond Ho worked at UBS in various capacities. He served in the Advisory Middle Office WM from 2019 to 2021, where he focused on supporting wealth management operations. Additionally, he was involved in IB Operations and Middle Office Risk Control for 11 months in 2018 to 2019, enhancing operational efficiency and risk management processes.

Experience at Standard Chartered Bank

Raymond Ho worked as a Business Analyst at Standard Chartered Bank from 2012 to 2014 in Hong Kong. During his tenure, he contributed to various projects aimed at improving business processes and operational effectiveness within the bank.

Education and Expertise

Raymond Ho studied at Macquarie University, where he earned a Bachelor's degree in Applied Finance from 2009 to 2011. His educational background provides a solid foundation for his expertise in finance, compliance, and regulatory matters, which he applies in his professional roles.

People similar to Raymond Ho