Ricci Tong
About Ricci Tong
Ricci Tong serves as the Director of Audit for Wealth Management at UBS, a position he has held since 2018. He previously worked at BNP Paribas and National Australia Bank in various audit and management roles.
Work at UBS
Ricci Tong has been employed at UBS since 2018, currently holding the position of Director in the Audit department for Wealth Management. In this role, he oversees audit processes and ensures compliance within the wealth management sector. His tenure at UBS has lasted for six years, during which he has contributed to enhancing audit practices and risk management strategies in Hong Kong.
Previous Experience at BNP Paribas
Prior to joining UBS, Ricci Tong worked at BNP Paribas for one year, from 2017 to 2018. He served in the Internal Audit division within the IG HUB APAC, focusing on International Financial Services and Securities Services. His role involved assessing and improving internal controls and risk management frameworks in the organization while based in Hong Kong.
Career at National Australia Bank
Ricci Tong's career at National Australia Bank spanned four years, from 2013 to 2017. He held the position of Senior Consultant at the Manager grade in the Audit department. Additionally, he worked as a Manager in Management Assurance for Technology & Operations Asia for a brief period in 2016. His responsibilities included conducting audits and ensuring operational efficiency within the bank.
Education and Expertise
The educational background of Ricci Tong is not specified in the provided information. However, his professional experience indicates a strong foundation in audit practices, risk management, and financial services. His roles across various organizations demonstrate expertise in internal audit processes and compliance within the banking and financial sectors.