Richard Austin
About Richard Austin
Richard Austin serves as the First Vice President of Wealth Management at UBS and has been a Financial Advisor at Raymond James since 2019. With over 15 years of experience at UBS and a background at Morgan Stanley, he operates out of St. Petersburg, Florida, and is registered to provide financial services in nine states and territories.
Work at Raymond James
Richard Austin has served as a Financial Advisor at Raymond James since 2019. He operates out of St. Petersburg, Florida, where he focuses on wealth management. His role involves advising clients on financial strategies and investment opportunities, leveraging his extensive experience in the financial services industry.
Work at UBS
Richard Austin has held the position of First Vice President Wealth Management at UBS Financial Services Inc. since 2009. His tenure at UBS spans over 15 years, indicating a strong commitment to the firm. Based in Zurich, Switzerland, he has played a significant role in providing wealth management services to clients.
Previous Experience at Morgan Stanley
Before joining UBS, Richard Austin worked as a Financial Advisor at Morgan Stanley from 2005 to 2009. During his four years in New York, New York, he developed his skills in financial advisory, focusing on client relationships and investment strategies.
Education and Expertise
Richard Austin studied at Troy University, where he gained foundational knowledge in finance and investment. His educational background supports his expertise in wealth management and financial advisory, enabling him to serve clients effectively across multiple states.
Registered Financial Services Provider
Richard Austin is registered to provide financial services in nine states and territories, including Alabama, California, and the U.S. Virgin Islands. This registration allows him to offer a range of financial advisory services to clients in various locations.