Richard Farkas
About Richard Farkas
Richard Farkas is a Senior Wealth Strategy Associate at UBS Wealth Management, where he has worked since 2009. He has 26 years of experience in the financial services industry and holds multiple certifications and licenses.
Work at UBS
Richard Farkas has been employed at UBS Wealth Management as a Senior Wealth Strategy Associate since 2009. In this role, he focuses on wealth management strategies and client engagement. His responsibilities include overseeing the participant education program and developing materials for defined contribution plan clients. With over 15 years at UBS, he has contributed to the firm's commitment to providing tailored financial solutions.
Previous Experience in Financial Services
Prior to his current role at UBS, Richard Farkas held several positions in the financial services industry. He worked as a Financial Advisor at Merrill Lynch from 2007 to 2009. Before that, he served as a Planning & Advice Consultant at Schwab Advisor Services for seven years, from 1997 to 2004. Additionally, he was a Retirement Services District Manager at ADP from 2004 to 2007. His diverse experience spans 26 years in the financial services sector.
Education and Expertise
Richard Farkas earned a Bachelor of Arts in Business Administration from Hope College, where he studied from 1975 to 1979. He holds several professional certifications, including Certified Financial PlannerTM and Accredited Investment Fiduciary®. He also possesses Series 7, 63, and 65 securities licenses, along with life, health, and variable insurance licenses, highlighting his expertise in financial planning and investment management.
Background
Richard Farkas completed his high school education at North Central High School from 1972 to 1975. His background in education and extensive experience in the financial services industry has shaped his approach to wealth management and client relations. He has developed a strong foundation in financial strategies and client education throughout his career.
Personal Interests
Outside of his professional commitments, Richard Farkas enjoys family camping, distance running, and traveling. He is also actively involved in activities with his church, reflecting his commitment to community and family. These interests contribute to his well-rounded approach to life and work.