Rob Chiarella

Rob Chiarella

Director Supervising Marketing Principal @ UBS

About Rob Chiarella

Rob Chiarella is a Director and Supervising Marketing Principal at UBS, where he has worked since 2018. He has extensive experience in compliance and marketing roles across several financial institutions, including Advisors Asset Management and Brown Brothers Harriman.

Current Role at UBS

Rob Chiarella currently holds the position of Director - Supervising Marketing Principal at UBS. He has been in this role since 2018, contributing to the company's marketing strategies and compliance initiatives. His work is based in Weehawken, New Jersey, where he oversees marketing operations and ensures adherence to regulatory standards.

Previous Experience at Advisors Asset Management

Before joining UBS, Rob Chiarella worked at Advisors Asset Management, Inc. as First Vice President, UIT Product Specialist. He held this position for two years from 2009 to 2011 in Weehawken, New Jersey. His role involved managing unit investment trust products and providing expertise in the financial services sector.

Experience at Brown Brothers Harriman

Rob Chiarella served as Compliance Manager for Sales & Marketing Review at Brown Brothers Harriman from 2011 to 2018. Over his seven-year tenure, he focused on ensuring compliance within the sales and marketing departments, contributing to the firm's regulatory adherence and operational integrity.

Background in UBS Financial Services

Rob Chiarella has a significant history with UBS Financial Services, where he worked in various roles. From 2003 to 2005, he was a Compliance Advertising & Marketing Officer, followed by a position as Relationship Management & Marketing Review from 2005 to 2009. His experience at UBS Financial Services laid the foundation for his current role.

Education and Expertise

Rob Chiarella earned a Bachelor of Science degree from Seton Hall University. His educational background supports his extensive experience in marketing, compliance, and financial services, equipping him with the necessary skills to excel in his current and previous roles.

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