Rochelle Tang

Rochelle Tang

Location Supervisory Officer @ UBS

About Rochelle Tang

Rochelle Tang is a Location Supervisory Officer at UBS, where she has worked since 2018. She has extensive experience in financial services, having held various positions at firms including E*TRADE, Morgan Stanley, and Charles Schwab.

Work at UBS

Rochelle Tang has been employed at UBS since 2018, serving as a Location Supervisory Officer. In this role, she is responsible for overseeing operational compliance and ensuring that the location adheres to regulatory standards. Her position involves managing various operational aspects and coordinating with different departments to maintain efficiency within the organization.

Previous Experience at E*TRADE

Prior to her role at UBS, Rochelle Tang worked at E*TRADE as a Branch Operations Manager from 2009 to 2013. During her four years in this position, she managed branch operations and was involved in improving operational processes and customer service initiatives.

Experience at Morgan Stanley

From 2014 to 2018, Rochelle Tang held the position of Complex Risk Officer at Morgan Stanley. In this capacity, she focused on risk assessment and management, contributing to the firm's efforts in identifying and mitigating potential risks within their operations.

Background at Charles Schwab

Rochelle Tang's career includes significant experience at Charles Schwab, where she worked in various roles. She served as a Senior Operations Specialist from 2000 to 2007 for seven years, followed by a position as Branch Operations Manager from 2013 to 2014 for one year. Her tenure at Charles Schwab provided her with a strong foundation in operations management within the financial services sector.

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