Sandra Diaz
About Sandra Diaz
Sandra Diaz is a Program Coordinator at UBS, where she has worked since 2020. She has extensive experience in the financial sector, including roles at UBS, Merrill Lynch, and currently at FINRA as an Associate Principal Examiner.
Current Role as Program Coordinator at UBS
Sandra Diaz currently serves as a Program Coordinator AD at UBS, a position she has held since 2020. In this role, she is responsible for coordinating various programs within the organization. Her tenure at UBS has been marked by her extensive experience in the financial services sector.
Previous Experience at UBS
Sandra Diaz has a significant history with UBS, having worked in multiple roles. She served as a Senior Branch Examiner and Training Supervisor from 2017 to 2020 in Weehawken, NJ. Prior to that, she was a Branch Examiner from 2015 to 2017 and a Wealth Strategy Associate from 2012 to 2015, both in New York, New York. Her diverse roles reflect her comprehensive understanding of the firm's operations.
Experience at Merrill Lynch
Before her time at UBS, Sandra Diaz worked at Merrill Lynch as a Registered Client Associate from 2007 to 2012 in New York, New York. This position provided her with foundational experience in client relations and financial services, contributing to her professional development in the industry.
Education and Expertise
Sandra Diaz earned a Bachelor of Business Administration (BBA) from Baruch College. Her educational background has equipped her with the necessary skills and knowledge to excel in various roles within the financial services sector.
Current Role at FINRA
Since 2022, Sandra Diaz has been working at FINRA as an Associate Principal Examiner in Atlanta, Georgia. In this role, she is involved in examining and overseeing compliance within the financial industry, further enhancing her expertise in regulatory matters.