Sarban Jalan
About Sarban Jalan
Sarban Jalan is an Associate Director at UBS with over 16 years of experience in internal audit and investigations, particularly in banking operations and compliance. He has previously worked at HDFC Bank and ICICI Lombard GIC Ltd, focusing on compliance, regulatory monitoring, and fraud investigations.
Work at UBS
Sarban Jalan has been serving as an Associate Director at UBS since 2018. He specializes in Transfer Pricing within the Investment Banking sector. His role involves ensuring compliance with key control processes and conducting thorough audits related to banking operations. His experience at UBS builds on his extensive background in internal audit and investigations.
Experience at HDFC Bank
Prior to joining UBS, Sarban Jalan worked at HDFC Bank for 11 years, where he held the position of Assistant Vice President Internal Audit. In this role, he managed compliance and regulatory monitoring for the Retail Assets lending division. He also led process reviews of lending functions, including sales of loan products and credit appraisals, and conducted user acceptance testing of core banking systems.
Background in Internal Audit and Compliance
Sarban Jalan has over 16 years of experience in internal audit and investigations, focusing on banking operations and compliance. He has conducted branch banking audits, currency chest, vault and locker operations, and IT audits. His expertise includes fraud investigations and ensuring adherence to compliance standards within financial institutions.
Education and Expertise
Sarban Jalan studied at the University of Calcutta, where he earned a Bachelor of Commerce (B.Com.) degree in Accounting and Finance from 1997 to 1999. He furthered his education at The Institute of Chartered Accountants of India, achieving a Chartered Accountant (CA) designation. His academic background supports his professional expertise in finance, taxation, and compliance.
Contributions at ICICI Lombard GIC Ltd.
Before his tenure at HDFC Bank, Sarban Jalan worked at ICICI Lombard GIC Ltd., where he developed internal systems for the automated deduction of TDS from brokerage and commissions. He was involved in policy revivals, premium collections, and commission payouts to agents, enhancing operational efficiency within the organization.