Scott De Luca
About Scott De Luca
Scott De Luca is a Division and Communication Compliance Officer at UBS Wealth Management, where he has worked since 2007. He has a diverse background in finance and law, having held positions at Ameriprise Financial, Deloitte & Touche, and Salomon Smith Barney.
Current Role at UBS Wealth Management
Scott De Luca serves as the Division and Communication Compliance Officer at UBS Wealth Management. He has held this position since 2007, accumulating 17 years of experience in compliance within the financial services sector. His role involves overseeing compliance-related communications and ensuring adherence to regulatory standards within the division.
Previous Experience at Ameriprise Financial
Before joining UBS, Scott De Luca worked at Ameriprise Financial as a Field Risk Mitigation Manager from 2002 to 2006. During his four years in this role, he focused on identifying and mitigating risks associated with field operations, contributing to the overall risk management strategy of the organization.
Professional Background at Deloitte & Touche
Scott De Luca was employed at Deloitte & Touche as a Senior Consultant for 11 months, from 2006 to 2007. In this capacity, he provided consulting services that likely involved risk assessment and compliance strategies, leveraging his expertise in the financial sector.
Education and Legal Qualifications
Scott De Luca studied at Seton Hall University School of Law, where he earned his Juris Doctor (JD) degree from 1995 to 1999. Prior to that, he attended Duke University, obtaining a Bachelor of Arts in Political Science and History from 1987 to 1991. His educational background supports his roles in compliance and risk management.
Early Career at Salomon Smith Barney
Scott De Luca began his career as a Financial Consultant at Salomon Smith Barney, where he worked from 2000 to 2002 for two years. This role provided him with foundational experience in financial consulting, which has informed his subsequent positions in compliance and risk management.