Scott Douglass
About Scott Douglass
Scott Douglass serves as the Head of Client Related Conduct Surveillance at Bank of America Merrill Lynch, where he has worked as Managing Director since 2013. He leads a global compliance surveillance team and utilizes custom surveillance models on the Actimize Surveillance platform.
Work at Bank of America Merrill Lynch
Scott Douglass serves as the Head of Client Related Conduct Surveillance at Bank of America Merrill Lynch. He has held the position of Managing Director since 2013, contributing over 11 years of experience in this role. Based in Charlotte, North Carolina, he oversees the Compliance Surveillance department, ensuring adherence to regulatory requirements and internal policies. His leadership extends to a global team that manages compliance surveillance across various regions, including the Americas, EMEA, Asia-Pacific, and Latin America.
Education and Expertise
Scott Douglass studied at Purdue University, where he earned a Bachelor of Arts degree in English. His educational journey spanned 13 years, from 1991 to 2004. This academic background has equipped him with strong analytical and communication skills, which are essential in his role in compliance surveillance. He utilizes custom surveillance models tailored for the Actimize Surveillance platform, demonstrating his expertise in applying technology to enhance compliance processes.
Background
Scott Douglass has a significant background in compliance and surveillance within the financial services industry. His career at Bank of America Merrill Lynch has been marked by his instrumental role in supervising the Compliance Surveillance department. His experience encompasses a broad range of compliance-related activities, reflecting his commitment to maintaining regulatory standards and promoting ethical conduct within the organization.
Global Leadership in Compliance Surveillance
In his current role, Scott Douglass leads a global team dedicated to compliance surveillance. This team is responsible for monitoring client-related conduct across multiple regions, including the Americas, EMEA, Asia-Pacific, and Latin America. His leadership ensures that the organization effectively manages compliance risks and adheres to regulatory requirements on a global scale.