Sean Daly
About Sean Daly
Sean Daly is a KYC Analyst at UBS, specializing in Global Wealth Management, with over four years of experience in Anti-Money Laundering practices. He previously worked at LexisNexis Risk Solutions and holds a Bachelor's Degree in Criminal Justice from Rutgers University.
Work at UBS
Sean Daly has been employed at UBS as a KYC Analyst since 2022. In this role, he specializes in Global Wealth Management, focusing on Know Your Customer (KYC) processes. His responsibilities include ensuring compliance with regulatory requirements and performing due diligence on clients. Daly's work contributes to the firm's commitment to maintaining high standards in client onboarding and risk management.
Previous Experience at LexisNexis Risk Solutions
Before joining UBS, Sean Daly worked at LexisNexis Risk Solutions as an AML Analyst from 2018 to 2022. During his four years there, he gained significant experience in Anti-Money Laundering practices. His role involved analyzing data to detect suspicious activities and ensuring compliance with relevant regulations. This experience provided him with a strong foundation in risk assessment and regulatory compliance.
Education and Expertise
Sean Daly holds a Bachelor’s Degree in Criminal Justice from Rutgers, The State University of New Jersey-New Brunswick, where he studied from 2013 to 2017. He also completed his secondary education at Morristown High School from 2009 to 2013. Daly has expertise in using CLEAR systems, which are essential for conducting KYC processes effectively. His educational background and technical skills support his analytical work in the financial sector.
Background
Sean Daly has over four years of experience in the financial services industry, specifically in Anti-Money Laundering (AML) practices. His career began after completing his education, where he developed a focus on compliance and risk management. Daly's professional journey reflects a commitment to understanding regulatory frameworks and implementing best practices in client due diligence.