Sohel Shaikh
About Sohel Shaikh
Sohel Shaikh is the Associate Director of CSM® in Global Wealth Management Americas at UBS, where he has worked since 2021. He specializes in Wealth Management, compliance, and regulatory processes, and possesses advanced technical skills in SQL and mainframe technologies.
Work at UBS
Sohel Shaikh has been serving as the Associate Director, CSM®, in the Global Wealth Management Americas division at UBS since 2021. His role is based in Pune, Maharashtra, India. In this position, he focuses on various aspects of wealth management, including compliance and regulatory processes. His contributions are essential to the firm's operations in the Americas, where he leverages his expertise to enhance client services and streamline onboarding processes.
Education and Expertise
Sohel Shaikh possesses advanced technical skills in SQL, COBOL, and various mainframe technologies. He is recognized as a Subject Matter Expert in Wealth Management, Compliance, and regulatory processes. His expertise includes knowledge of regulatory frameworks such as FATCA and FINCEN, which are critical for compliance in the financial sector. Additionally, he has experience in Agile Transformation and Mainframe Migration, which are vital for modernizing financial services.
Technical Skills and Tools
Sohel Shaikh is skilled in SQL Performance Tuning and API development using Zos Connect. He is familiar with modern tools and platforms, including Jenkins, GitHub, and Azure Cloud. His technical proficiency enables him to effectively manage and optimize data processes within the wealth management sector, contributing to improved operational efficiency and client satisfaction.
Experience in Wealth Management
Sohel Shaikh has extensive experience in client and account onboarding within the Wealth Management sector. His role involves ensuring that onboarding processes comply with regulatory standards while providing a seamless experience for clients. His background in compliance and regulatory processes supports his efforts in maintaining high standards in client service.