Swapnil Roman
About Swapnil Roman
Swapnil Roman is an Anti-Money Laundering Analyst at UBS in Pune, India, where he has worked since 2021. He specializes in KYC processes, fraud investigations, and due diligence, and previously held a position at Tata Consultancy Services.
Work at UBS
Swapnil Roman has been employed at UBS as an Anti-Money Laundering Analyst since 2021. In this role, he focuses on compliance and regulatory adherence, specifically in the area of anti-money laundering. His work is based in Pune, Maharashtra, India, where he has contributed to the organization's efforts to enhance its compliance framework over the past three years.
Education and Expertise
Swapnil Roman holds a Bachelor of Commerce (BCom) degree from Savitribai Phule Pune University. His educational background supports his expertise in Know Your Customer (KYC) processes, which are essential for compliance in financial services. He has developed a strong skill set in conducting due diligence and sanction screening, critical components of anti-money laundering efforts.
Background
Before joining UBS, Swapnil Roman worked at Tata Consultancy Services as a Senior Associate from 2016 to 2021. During his five years at Tata Consultancy Services, he gained substantial experience in fraud investigations within the information technology and services industry. This background has equipped him with valuable insights into risk management and compliance.
Achievements in Compliance
In his current role at UBS, Swapnil Roman specializes in enhancing compliance measures related to anti-money laundering. His work includes conducting comprehensive due diligence and sanction screening processes, which are vital for identifying and mitigating risks associated with financial crimes. His contributions are aimed at ensuring the organization's adherence to regulatory standards.