Thomas Little
About Thomas Little
Thomas Little serves as the Director of FX Rates & Credit Compliance at UBS, a position he has held since 2020. He has extensive experience in the financial sector, having previously worked at Intercontinental Exchange, RBC Capital Markets, and UBS in various compliance roles.
Current Role at UBS
Thomas Little serves as the Director of FX Rates & Credit Compliance at UBS. He has held this position since 2020 and has accumulated four years of experience in this role. His responsibilities include overseeing compliance within the foreign exchange and credit sectors, ensuring adherence to regulatory standards and internal policies.
Previous Experience at UBS
Before his current role, Thomas Little worked at UBS as an Associate Director in FX, Rates & Credit Compliance from 2017 to 2020. During this three-year tenure, he contributed to the compliance framework and risk management strategies within the organization, focusing on foreign exchange and credit operations.
Experience at Intercontinental Exchange
Thomas Little was employed at Intercontinental Exchange as an Operations Manager from 2014 to 2016. His role involved managing operational processes and ensuring efficient functioning within the organization while based in London, United Kingdom. He worked there for a duration of two years.
Background in Finance and Economics
Thomas Little studied at the University of York, where he earned a Bachelor of Science (BSc) in Economics & Finance from 2006 to 2009. This educational background provided him with a solid foundation in economic principles and financial markets, which he has applied throughout his career in various compliance and operational roles.
Early Career at RBC Capital Markets and Stemcor
Before joining UBS, Thomas Little worked as a Surveillance Analyst at RBC Capital Markets from 2016 to 2017 for one year. Additionally, he gained early experience as an intern at Stemcor in 2008, where he worked for three months. These positions contributed to his understanding of market operations and compliance.