Yomesh Lodaya
About Yomesh Lodaya
Yomesh Lodaya is an Associate Director in Compliance & Operational Risk Control at UBS, where he has worked since 2017. He has extensive experience in risk assessments and compliance, having previously held positions at Tata Consultancy Services, Capgemini, and Publicis Groupe.
Work at UBS
Yomesh Lodaya has been serving as an Associate Director in Compliance & Operational Risk Control (C&ORC) at UBS since 2017. His role involves overseeing compliance and operational risk assessments, ensuring adherence to regulatory requirements, and managing risk control processes. Based in the Mumbai Area, India, he has accumulated seven years of experience in this position, contributing to the organization's risk management strategies and compliance frameworks.
Previous Experience
Before joining UBS, Yomesh Lodaya held several key positions in the compliance and risk management sectors. He worked as an Assistant Manager in the F&A Compliance & Assurance Practice at Tata Consultancy Services from 2008 to 2012. He then moved to Capgemini, where he served as a Senior Manager in Risk & Quality Assurance from 2013 to 2017. Additionally, he was a Manager for SOx Compliance at Publicis Groupe - Re:Sources India from 2006 to 2008. His diverse experience has equipped him with a strong foundation in compliance and operational risk.
Education and Expertise
Yomesh Lodaya has a solid educational background in commerce and accounting. He studied at K.J. Somaiya College of Arts & Commerce, where he earned a Bachelor's degree in Commerce from 1994 to 1999. He also completed his Chartered Accountancy studies at the Institute of Chartered Accountants of India, achieving CA Intermediate from 1999 to 2002. His foundational education includes attending Manjunath Vidyalaya English School, where he completed his SSC in Economics from 1982 to 1994. His expertise includes conducting SOC1 audits and managing compliance assessments.
Specializations
Yomesh Lodaya specializes in risks and controls assessments, particularly as part of internal audit reviews. His role involves conducting independent management testing for both SOx and non-SOx processes within the Compliance & Operational Risk Control function. He is skilled in process documentation and the creation of flow charts for business operations. His knowledge extends to conducting SOC1 audits, including compliance with SSAE 18 and ISAE 3402 standards, which are critical for ensuring operational integrity.