Yvonne Soo
About Yvonne Soo
Yvonne Soo is an Executive Director at UBS, where she has worked since 2005, currently serving as the Regional Head for UK/EMEA and Global Asset Management Lead Compliance Monitoring. Her previous experience includes roles at Ernst & Young, BNP Paribas, and the Financial Conduct Authority.
Current Role at UBS
Yvonne Soo serves as the Executive Director at UBS, a position she has held since 2019. In her role, she is the Regional Head for the UK and EMEA, overseeing Global Asset Management Lead Compliance Monitoring. Her extensive experience in compliance and asset management contributes to her leadership within the organization.
Previous Experience at BNP Paribas
Prior to her current role, Yvonne Soo worked at BNP Paribas from 2000 to 2005 as a Convertible Bond Sales Trader. During her five years at BNP Paribas, she developed expertise in trading and managing convertible bonds, which are hybrid securities that combine features of both equity and debt.
Early Career at Ernst & Young Audit
Yvonne Soo began her career at Ernst & Young Audit, where she worked as an Analyst from 1990 to 1994. Over the course of four years, she gained foundational experience in auditing processes and financial analysis, which laid the groundwork for her future roles in finance and compliance.
Experience at Financial Conduct Authority
Yvonne Soo also worked as an Analyst at the Financial Conduct Authority from 1999 to 2000. In this role, she contributed to regulatory oversight and compliance, further enhancing her understanding of the financial industry's regulatory landscape.