Zach Crawford

Zach Crawford

Compliance Officer Broker Dealer Regulatory Governance @ UBS

About Zach Crawford

Zach Crawford serves as a Compliance Officer specializing in Broker Dealer Regulatory Governance at UBS, where he has worked since 2009. He holds two Bachelor of Business Administration degrees, one from Lipscomb University and another from Harding University.

Work at UBS

Zach Crawford has served as a Compliance Officer in Broker Dealer Regulatory Governance at UBS since 2009. His role involves ensuring that the firm adheres to regulatory standards and internal policies. Based in the Greater Nashville Area, TN, Crawford has accumulated over 15 years of experience in this position, contributing to the firm's compliance framework and governance strategies.

Education and Expertise

Zach Crawford holds two Bachelor of Business Administration (BBA) degrees. He studied Accounting at Lipscomb University, where he gained foundational knowledge in financial principles and practices. Additionally, he attended Harding University, focusing on Business, Management, Marketing, and Related Support Services. This educational background equips him with a comprehensive understanding of business operations and regulatory requirements.

Background

Zach Crawford has a professional background in compliance and regulatory governance within the financial services sector. His tenure at UBS highlights his commitment to maintaining compliance standards in a complex regulatory environment. His academic pursuits in business and accounting have provided him with the skills necessary to navigate the intricacies of broker-dealer regulations.

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