Michael Charlillo

Michael Charlillo

Associate @ Ulmer & Berne LLP

About Michael Charlillo

Michael Charlillo is an Associate at Ulmer & Berne LLP in Cleveland, Ohio, where he specializes in defending broker-dealers against defamation claims and advising on compliance issues. He holds a Bachelor of Arts from John Carroll University and a Doctor of Law from Cleveland State University.

Work at Ulmer & Berne LLP

Michael Charlillo has served as an Associate at Ulmer & Berne LLP since 2015. In this role, he focuses on defending broker-dealers against defamation claims and managing requests for expungement related to Form U5 filings. His work involves advising in-house counsel and registered persons on compliance issues concerning sales practices. Charlillo also represents clients in arbitrations before the Financial Industry Regulatory Authority (FINRA), addressing complex issues such as churning and excessive mark-ups.

Education and Expertise

Michael Charlillo earned his Bachelor of Arts (B.A.) from John Carroll University, where he studied from 2003 to 2007. He later attended Cleveland State University - Cleveland-Marshall College of Law, obtaining his Doctor of Law (J.D.) from 2008 to 2012. His educational background provides a strong foundation for his legal practice, particularly in areas related to financial services and compliance.

Background

Michael Charlillo completed his secondary education at Saint Ignatius High School, attending from 1999 to 2003. This early education contributed to his development and preparation for higher education and a career in law. His background includes a focus on legal issues pertinent to the financial industry, particularly in defending businesses in employment disputes involving restrictive covenants.

Achievements

Throughout his career, Michael Charlillo has routinely represented clients in arbitrations before FINRA, dealing with complex legal matters. His expertise in defending broker-dealers and advising on compliance issues highlights his contributions to the legal field, particularly in financial services. His work has involved navigating intricate legal challenges, demonstrating his proficiency in the sector.

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