Esther Tam
About Esther Tam
Esther Tam serves as the Assistant Vice President and Senior Compliance Analyst at Eaton Vance, where she has worked since 2017. She previously held positions at Manulife Asset Management and Eaton Vance, focusing on compliance in the financial sector.
Current Role at Eaton Vance
Esther Tam serves as the Assistant Vice President and Senior Compliance Analyst at Eaton Vance. She has held this position since 2017 and is based in Boston, Massachusetts. In her current role, she is responsible for ensuring compliance with regulatory requirements and internal policies within the organization.
Previous Experience at Eaton Vance
Prior to her current role, Esther Tam worked at Eaton Vance as a Senior Trading Compliance Specialist from 2016 to 2017. During her tenure, she focused on compliance aspects related to trading activities, contributing to the firm's adherence to regulatory standards in the Greater Boston Area.
Experience at Manulife Asset Management
Esther Tam was employed at Manulife Asset Management as the Team Lead for Investment Compliance from 2011 to 2016. In this role, she led a team responsible for overseeing compliance matters related to investment activities, ensuring that the firm met all regulatory obligations while operating in Boston, Massachusetts.
Education in Finance and Computer Information Systems
Esther Tam earned her Bachelor's degree from Suffolk University, where she studied Finance and Computer Information Systems. This educational background has equipped her with the knowledge and skills necessary for her roles in compliance and investment management.