Patrick J. Duffy Cima®
About Patrick J. Duffy Cima®
Patrick J. Duffy is a Vice President and Senior Relationship Manager for Retirement Plans at Eaton Vance Distributors, Inc., where he has worked since 2017. He holds the Certified Investment Management Analyst (CIMA) designation and has extensive experience in investment management and sales across various financial institutions.
Current Role at Eaton Vance
Patrick J. Duffy serves as the Vice President and Senior Relationship Manager for Retirement Plans at Eaton Vance Distributors, Inc. He has held this position since 2017, contributing to the management of retirement plan services. His role involves overseeing the Defined Contribution Investment Only (DCIO) group, where he manages all aspects of the defined contribution business. Duffy is a member of FINRA and SIPC, ensuring compliance with industry regulations.
Previous Experience in Financial Services
Prior to his current role, Patrick Duffy held various positions in the financial services industry. He worked as Vice President and Director of DCIO & Sub-Advisory Sales at Eaton Vance from 2013 to 2017. Before that, he was the Director of Research Sales and Trading at Leerink Swann from 2008 to 2010. His experience also includes eight years at FBR as Senior Vice President of Research Sales and Trading, and four years at UBS Investment Bank as Associate Director of Equity Sales Trading.
Educational Background
Patrick Duffy obtained his Bachelor's degree in Economics from the University of Maine. He also attended St. John's Prep, where he completed his early education. His academic background provides a solid foundation for his career in finance and investment management.
Professional Designations and Licenses
Patrick Duffy holds the Certified Investment Management Analyst (CIMA) designation, which signifies his expertise in investment management. He also possesses several FINRA licenses, including Series 7, 24, 55, and 63, which enable him to engage in various financial activities and provide investment advice.
Speaking Engagements and Presentations
In his role, Patrick Duffy conducts keynote presentations across the country. These presentations are part of his responsibilities in managing retirement plans and educating stakeholders about investment strategies and market trends.